1

New York, New York

Member, Board of Directors (unpaid ex officio)

Present

2

New York, New York

Member, Board of Directors (unpaid ex officio)

Present

3

New York, New York

Member, Board of Directors (unpaid ex officio)

Present

4

New York, New York

Member, Board of Directors (unpaid ex officio)

Present

5

New York, New York

Member, Board of Directors (unpaid ex officio)

Present

6

New York, New York

Director

Present

7

New York, New York

Chair

Present

8

New York, New York

Probate Administrator (unpaid)

Present

1

NYC Department of City Planning (Salary)

Gross Salary

$378,903

2

NYC 457 (Defined Contribution Plan)

2.1

2025 Fund

$100,001 - $250,000

None (or less than $201)

3

Brokerage #3 (Roth IRA)

3.1

Fidelity Balanced Fund (FBALX)

$50,001 - $100,000

None (or less than $201)

3.2

Fidelity Government Money Market Fund (SPAXX)

None (or less than $1,001)

None (or less than $201)

4

Brokerage #5 (IRA)

4.1

Fidelity Capital & Income Fund (FAGIX)

$100,001 - $250,000

None (or less than $201)

4.2

Fidelity Contrafund (FCNTX)

$250,001 - $500,000

None (or less than $201)

4.3

Fidelity Equity-Income Fund (FEQIX)

$250,001 - $500,000

None (or less than $201)

1

New York, New York

Pursuant to the terms of the plan, my interest in this plan is unvested until such time as I have 10 years of creditable service with the State of New York or the City of New York. My interest is currently unvested pending assessment of whether my previous and current service will be credited. I will continue to participate in this plan.

10/1983

2

Albany, New York

Pursuant to the terms of the plan, my interest in this plan is unvested until such time as I have 10 years of creditable service with the State of New York or the City of New York. My interest is currently unvested pending assessment of whether my previous and current service will be credited. I will continue to participate in this plan.

9/2008

3

New York, New York

I will continue to participate in this defined contribution plan, but the city will cease making contributions upon my separation.

3/2017

1

New York, New York

Director of the approximately 300 person planning agency for the nation’s largest city. Chair of the 13-member City Planning Commission, which is responsible for adopting all changes to the City’s Zoning Resolution.

1

Brokerage #4 (Spouse 401k)

1.1

Fidelity Balanced Fund (FBALX)

$100,001 - $250,000

None (or less than $201)

1.2

Fidelity Government Cash Reserves (FDRXX)

None (or less than $1,001)

None (or less than $201)

2

Brokerage #6 (Spouse IRA)

2.1

Fidelity Capital & Income Fund (FAGIX)

$250,001 - $500,000

None (or less than $201)

2.2

Fidelity Growth Company Fund (FDGRX)

$250,001 - $500,000

None (or less than $201)

2.3

Fidelity Equity-Income Fund (FEQIX)

$100,001 - $250,000

None (or less than $201)

2.4

Fidelity Low-Priced Stock Fund (FLPSX)

$250,001 - $500,000

None (or less than $201)

2.5

Fidelity Short Duration High Income Fund (FSAHX)

$250,001 - $500,000

None (or less than $201)

2.6

Fidelity Total Bond FundFidelity Total Bond Shares (FTBFX)

$250,001 - $500,000

None (or less than $201)

1

U.S. Bank #1 (Cash)

$50,001 - $100,000

Interest

None (or less than $201)

2

Boston, MA Parking Spaces (Residential Real Estate)

$100,001 - $250,000

Rent or Royalties

$1,001 - $2,500

3

Personal Loan to Family Member

$50,001 - $100,000

Interest

$5,001 - $15,000

4

Family Trust #1 - Excepted Trust

None (or less than $201)

5

Family Trust #2 - Excepted Trust

None (or less than $201)

6

NY 529 #2 (College Savings Plan)

6.1

Conservative Growth Portfolio

$15,001 - $50,000

None (or less than $201)

7

NY 529 #3 (College Savings Plan)

7.1

Conservative Growth Portfolio

$15,001 - $50,000

None (or less than $201)

8

Brokerage #1 (Taxable Account)

1

1

Start date is estimated. The position is unpaid and held ex officio as part of my job as either “Director, NYC Department of City Planning”(DCP) or “Chair, NYC City Planning Commission”. Although I hold the position, I rarely participate in the organization myself, but instead designate DCP staff members to represent me.

1

2

Start date is estimated. The position is unpaid and held ex officio as part of my job as either “Director, NYC Department of City Planning”(DCP) or “Chair, NYC City Planning Commission”. Although I hold the position, I rarely participate in the organization myself, but instead designate DCP staff members to represent me.

1

3

Start date is estimated. The position is unpaid and held ex officio as part of my job as either “Director, NYC Department of City Planning”(DCP) or “Chair, NYC City Planning Commission”. Although I hold the position, I rarely participate in the organization myself, but instead designate DCP staff members to represent me.

1

4

Start date is estimated. The position is unpaid and held ex officio as part of my job as either “Director, NYC Department of City Planning”(DCP) or “Chair, NYC City Planning Commission”. Although I hold the position, I rarely participate in the organization myself, but instead designate DCP staff members to represent me.

1

5

Start date is estimated. The position is unpaid and held ex officio as part of my job as either “Director, NYC Department of City Planning”(DCP) or “Chair, NYC City Planning Commission”. Although I hold the position, I rarely participate in the organization myself, but instead designate DCP staff members to represent me.

2

5

I am currently not vested in this plan.

2

6

I am currently not vested in this plan.

6

4

Trust qualifies as an Excepted Trust pursuant to 5 CFR 2634.312(b)(2).

6

5

Trust qualifies as an Excepted Trust pursuant to 5 CFR 2634.312(b)(2).