Financial Disclosure Details - OGE Form 278e (06/30/2022)

Positions Held Outside United States Government

#
Organization
City
Position
To
1
New York, New York
General Counsel
8/2021
2
Bethesda, Maryland
Trustee
7/2021
3
Upper Nyack, New York
Board Member
9/2021
4
New York, New York
The Michael Weiner Scholarship Committee Member
9/2021

Employment Assets & Income and Retirement Accounts

#
Description
Value
Income Type
Income Amount
1
SEIU Local 32BJ
Salary/Bonus
$124,191
2
IRA #1
2.1
Affiliated Managers Group 5.875% JR SUB NTS 30/03/59
$15,001 - $50,000
None (or less than $201)
2.2
American International Group 5.85%NON CUM PER DEP SHS RE (AIG-A)
$15,001 - $50,000
None (or less than $201)
2.3
Apollo Global Management INC 6.375% PFD STK SER B USD25 (APO-B)
$1,001 - $15,000
None (or less than $201)
2.4
Blackstone REIT CL I NSA (09499T253)
$50,001 - $100,000
None (or less than $201)
2.5
Brighthouse Financial INC 6.25%JR SUB DEB DUE 2058 (BHFAL)
$15,001 - $50,000
None (or less than $201)
2.6
Broadmark Realty CAPITAL INC COM (BRMK)
$15,001 - $50,000
None (or less than $201)
2.7
Brookfield Property PARTNERS LP 6.375% PFD UNITS CL A SR2 (BPYPO)
$15,001 - $50,000
None (or less than $201)
2.8
Brunswick Corp 6.5%SNR NYS DUE 15/10/48 (BC-A)
$15,001 - $50,000
None (or less than $201)

Employment Agreements and Arrangements

#
Employer Or Party
City
Status And Terms
Date
1
New York, NY, New York
I will continue to participate in this defined contribution plan.
8/2018
2
New York, New York
I will continue to participate in this defined benefit plan.
9/1986
3
Washington, District of Columbia
I will continue to participate in this defined benefit plan.
8/2018

Sources of Compensation Exceeding $5,000 in a Year

#
Source
City
Duties
Nothing reported in this section

Spouse's Employment Assets & Income and Retirement Accounts

#
Description
Value
Type
Amount
1
Refuah Health Center Inc. (Hospital and Clinic)
salary
2
IRA #1
2.1
Athene Holding LTD (ATH-C)
$1,001 - $15,000
None (or less than $201)
2.2
Broadmark Realty (BRMK)
$1,001 - $15,000
None (or less than $201)
2.3
Brookfield Prop Partners (BPYPO)
$1,001 - $15,000
None (or less than $201)
2.4
Brunswick Corp 6.5% SNR NTS DUE 15/10/48 (BC-A)
$1,001 - $15,000
None (or less than $201)
2.5
Eaton Vance Floating Rate INCO COM (EFT)
$1,001 - $15,000
None (or less than $201)
2.6
Equitable Hldings Inc. (EQH-A)
$1,001 - $15,000
None (or less than $201)
2.7
Nuveen Floating Rate INCOME OP COM SHS (JRO)
$1,001 - $15,000
None (or less than $201)
2.8
Nuveen Quality PFD INCOME FUND COM (JPS)
$1,001 - $15,000
None (or less than $201)

Other Assets and Income

#
Description
Value
Type
Amount
1
Amer Intl Group INC 5.85%NON CUM PER DEP SHS RE (AIG-A)
$1,001 - $15,000
Dividends
$201 - $1,000
2
Blackstone Real Estate Income Trust CL I NSA (0499T253)
$15,001 - $50,000
None (or less than $201)
3
Broadmark Realty Capital INC COM (BRMK)
$1,001 - $15,000
Dividends
$1,001 - $2,500
4
Brookfield Property Partners LP 6.375% PFD UNITS CL A SR 2(BPYPO)
$1,001 - $15,000
Dividends
$201 - $1,000
5
Brunswick Corp 6.5% SNR NTS DUE 15/10/48 (BC-A)
$1,001 - $15,000
None (or less than $201)
6
Corteva Inc COM (CTVA)
$1,001 - $15,000
Dividends
$201 - $1,000
7
Dow Inc COM (DOW)
$1,001 - $15,000
Dividends
$201 - $1,000
8
DraftKings Inc COM CL A (DKNG)
$1,001 - $15,000
None (or less than $201)
9
Eaton Vance Floating Rate INCO COM (EFT)
$15,001 - $50,000
$1,001 - $2,500
10
General American Investors Co Inc 5.95% PRFSHS SERBUSD25 (GAM-B))
$1,001 - $15,000
Dividends
$201 - $1,000

Transactions

#
Description
Type
Date
Amount
1
INNOVATIVE INDUSTRIAL PROPERTIES
Purchase
09/07/2021
$1,001 - $15,000
2
COLUMBIA SLGMN COMM & INFO
Purchase
09/07/2021
$15,001 - $50,000
3
VOLKSWAGEN AKTIENGESELLSCHAFT ADR UNSPONSORED
Sale
09/03/2021
$1,001 - $15,000
4
FIDELITY CONTRAFUND INC
Purchase
09/07/2021
$15,001 - $50,000
5
APPLE INC
Sale
09/03/2021
$15,001 - $50,000
6
JPMORGAN FUNDS GROWTH ADVANTAGE
Purchase
09/07/2021
$1,001 - $15,000
7
FACEBOOK INC COM
Sale
09/03/2021
$1,001 - $15,000
8
GOOGLE INC CL A
Sale
09/03/2021
$15,001 - $50,000
9
SUMMIT HOTEL PPTYS INC PFD SER D
Sale
09/07/2021
$1,001 - $15,000
10
SUMMIT HOTEL PPTYS INC PFD SER D
Sale
09/07/2021
$1,001 - $15,000

Liabilities

#
Creditor
Amount
Incurred
Term
1
Amalgamated Bank of New York
$100,001 - $250,000
2022
15 year

Gifts and Travel Reimbursements

#
Source Name
City
Description
Value
Nothing reported in this section

Endnotes

Section
#
Description
7
22
Ticker: RILYI
7
23
Ticker: RILYI
7
24
Ticker: RILYI
7
25
Ticker: RILYT
7
26
Ticker: RILYT
7
27
Ticker: RILYT
7
28
Ticker: EUO
7
29
Ticker: RILYT
7
30
Ticker: RILYT
7
31
Ticker: RILYT

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