Observations
- Millionaire
Estimated Net Worth
- $13.4 M - $35.4 M
Salary
- Unknown
Records
Financial Disclosure Details - OGE Form 278e (04/17/2021)
Positions Held Outside United States Government
# | Organization | City | Position | To |
|---|---|---|---|---|
1 | New York, New York | Senior Vice President and Deputy General Counsel, AIG & General Counsel, General Insurance | Present | |
2 | Executive Vice President | Present | ||
3 | Executive Vice President, General Counsel | Present | ||
4 | Executive Vice President, General Counsel | Present | ||
5 | Executive Vice President, General Counsel | Present | ||
6 | Executive Vice President, General Counsel | Present | ||
7 | Executive Vice President, General Counsel | Present | ||
8 | Executive Vice President, General Counsel | Present | ||
9 | Executive Vice President, General Counsel | Present | ||
10 | Executive Vice President, General Counsel | Present |
Employment Assets & Income and Retirement Accounts
# | Description | Value | Income Type | Income Amount |
|---|---|---|---|---|
1 | Vanguard IRA | |||
1.1 | Vanguard Inflation-Protected Securities Fund Investor Shares VIPSX | $15,001 - $50,000 | None (or less than $201) | |
2 | AIG Company Sponsored Stock Plan (UBS Account) | |||
2.1 | American International Group, Inc. (AIG) | $250,001 - $500,000 | Dividends | $1,001 - $2,500 |
2.2 | AIG Vested Stock Options Value not readily ascertainable. Comprises 14,666 options with a strike price of $55.55 that expire on 6/18/2028 | None (or less than $201) | ||
2.3 | AIG Unvested Restricted Stock Units | $1,000,001 - $5,000,000 | None (or less than $201) | |
2.4 | AIG Unvested Performance Stock Units | $100,001 - $250,000 | None (or less than $201) | |
2.5 | AIG Unvested Stock Options (value not readily ascertainable) | None (or less than $201) | ||
3 | AIG Leadership Continuity Award | $250,001 - $500,000 | None (or less than $201) | |
4 | AIG Incentive Savings 401K Plan |
Employment Agreements and Arrangements
# | Employer Or Party | City | Status And Terms | Date |
|---|---|---|---|---|
1 | New York, New York | I will continue to participate in this defined contribution plan. The plan sponsor will make no further contributions after my separation. | 4/2018 | |
2 | New York, New York | I will continue to participate in the HSA, but will make no further contributions after my separation. | 5/2018 | |
3 | New York, New York | I will retain my vested and unvested stock options. The unvested options will continue to vest on the normal vesting schedule. | 5/2021 | |
4 | New York, New York | I will retain my unvested restricted stock which will continue to vest on the normal vesting schedule. | 5/2021 | |
5 | New York, New York | I will retain my unvested performance stock units which will continue to vest on the normal vesting schedule. | 5/2021 | |
6 | New York, New York | I will receive a prorated bonus for calendar year 2021 before I assume the duties of the position. | 5/2021 | |
7 | New York, New York | AIG leadership continuity award. I am eligible for one payment on 5/1/2021. AIG will accelerate the payment of a second award for which I am eligible on 5/1/22 and I will receive it before I assume the duties of the position. | 5/2021 |
Sources of Compensation Exceeding $5,000 in a Year
# | Source | City | Duties |
|---|---|---|---|
1 | New York, New York | As AIG Deputy General Counsel & General Counsel, General Insurance, I supervise and lead the legal team for AIG's principal business unit. |
Spouse's Employment Assets & Income and Retirement Accounts
# | Description | Value | Type | Amount |
|---|---|---|---|---|
1 | Fidelity IRA | |||
1.1 | Fidelity Four-in-One Index Fund (FFNOX) | $250,001 - $500,000 | None (or less than $201) | |
2 | Insperity 401K | |||
2.1 | State Street S&P 500 Index | Over $1,000,000 | None (or less than $201) | |
3 | McKinsey & Co. Profit Sharing Retirement Plan | |||
3.1 | State Street Target Retirement 2035 Fund | Over $1,000,000 | None (or less than $201) | |
4 | Redbrick LMD LLC | Salary and business income | ||
5 | Redbrick LMD LLC (small business, real estate) | None (or less than $1,001) | LLC Income | |
5.1 | Carried Interest from 1100 Alabama Ave SE LLC (value not readily ascertainable): 30% to 1100 Alabama Holdings LLC after 8% preferred return and catchup | None (or less than $201) | ||
5.2 | Capital gains earned from asset on line 5 | Capital Gains | $100,001 - $1,000,000 |
Other Assets and Income
# | Description | Value | Type | Amount |
|---|---|---|---|---|
1 | DC College Savings Plan | cash payments | $36,427 | |
1.1 | DC College Savings 2022 Portfolio | $100,001 - $250,000 | None (or less than $201) | |
1.2 | DC College Savings in College Portfolio | $100,001 - $250,000 | None (or less than $201) | |
2 | American Express National Bank, Savings Account | $100,001 - $250,000 | Interest | $1,001 - $2,500 |
3 | U.S. bank #1 (cash) | $15,001 - $50,000 | None (or less than $201) | |
4 | Fidelity | |||
4.1 | Fidelity Government Money Market Fund (SPAXX) | $50,001 - $100,000 | None (or less than $201) | |
4.2 | Apple, Inc. (AAPL) | $15,001 - $50,000 | None (or less than $201) | |
4.3 | SPDR S&P 500 ETF Trust (SPY) | $100,001 - $250,000 | None (or less than $201) | |
5 | Vanguard 529 Plan Nevada |
Transactions
# | Description | Type | Date | Amount |
|---|---|---|---|---|
Nothing reported in this section | ||||
Liabilities
# | Creditor | Amount | Incurred | Term |
|---|---|---|---|---|
1 | Chase Bank | $1,000,001 - $5,000,000 | 2012 | 30 years |
Gifts and Travel Reimbursements
# | Source Name | City | Description | Value |
|---|---|---|---|---|
Nothing reported in this section | ||||
Endnotes
Section | # | Description |
|---|---|---|
1 | 1 | All the other positions shown in this section are at 100% owned domestic subsidiaries of American International Group, Inc. |
2 | 2.3 | Comprises 8,049 restricted stock units vesting 1/1/22, 16,302 units vesting 1/1/23, and 11,524 units vesting 1/1/24. |
2 | 2.4 | Comprises 3,763 performance stock units that will deliver in March 2022. The actual amount of stock units delivered can vary from zero to 7,526 based on a formula based on company performance leading up to March 2022. |
2 | 2.5 | 19,963 options with a strike price of $44.28 that vest on 1/1/22 and expire on 3/18/29, 19,005 options with a strike price of $32.43 that vest on 1/1/23 and expire on 3/11/30, and 13,888 options with a strike price of $44.10 that vest on 1/1/24 and expire on 2/22/31. |
2 | 3 | Comprises two payments of $250,000 payable conditioned on continued employment on 5/1/2021 and 5/1/2022 respectively |
4 | 1 | Paid by AIG for duties with Global Loss Prevention, Inc.; American Home Assurance Company; AIG Claims, Inc.; AIU Insurance Company; AIG Specialty Insurance Company; AIG Property Casualty Company; Commerce and Industry Insurance Company; The Insurance Company of the State of Pennsylvania; Lexington Insurance Company; National Union Fire Insurance Company of Pittsburgh, Pa.; New Hampshire Insurance Company; Illinois National Insurance Co.; Granite State Insurance Company; AIG Assurance Company; AIG Property Casualty U.S., Inc.; Eaglestone Reinsurance Company; Health Direct, Inc.; AIG Property Casualty International, LLC; AIG PC Global Services, Inc.; AIG Property Casualty Inc.; DSA P&C Solutions, Inc.; AIG Property Casualty Inc. |
5 | 5 | Commercial real estate at St Elizabeths Campus, Merrifield and Annandale, VA, and Howard Road SE, Washington, DC. Passthrough entity. The value of Redbrick LMD LLC’s underlying investments as of 4/2021 are already shown in the RMC Manager LLC (line 6) and Redbrick Management Holdings LLC (line7). |
5 | 6 | Commercial real estate at St Elizabeths Campus, Merrifield and Annandale, VA, and Howard Road SE, Washington, DC. |
5 | 7 | Commercial real estate at St Elizabeths Campus, Merrifield and Annandale, VA, and Howard Road SE, Washington, DC. |
5 | 12 | Commercial real estate joint venture investment at St. Elizabeth’s East Campus, Washington, DC. |
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