Financial Disclosure Details - OGE Form 278e (05/16/2023)

Positions Held Outside United States Government

#
Organization
City
Position
To
1
San Francisco, California
Board of Directors Member
3/2022
2
Washington, District of Columbia
Secretary
3/2022
3
San Francisco, California
Board of Directors Member
3/2022
4
The Hague, Outside U.S.
Board of Directors Member
3/2022
5
Palo Alto, California
Visiting Professor of Law/Lecturer in Law
3/2022
6
New York City, New York
Consultant
3/2022
7
Barcelona, Outside U.S.
Practice Group Member
3/2022
8
New York City, New York
Executive Editor
3/2022
9
Los Altos, California
Trustee
Present
10
Palo Alto, California
Member
3/2022

Employment Assets & Income and Retirement Accounts

#
Description
Value
Income Type
Income Amount
1
IRA #1
1.1
US Investment Account (Cash)
$15,001 - $50,000
Interest
$201 - $1,000
1.2
Vanguard 500 Index Fund ETF Shares (VOO)
$500,001 - $1,000,000
$5,001 - $15,000
1.3
Vanguard Value Index Fund ETF Shares (VTV)
$15,001 - $50,000
$201 - $1,000
1.4
iShares Core S&P Small-Cap ETF (IJR)
$50,001 - $100,000
$1,001 - $2,500
1.5
Vanguard Small-Cap Value Index Fund ETF Class Shares (VBR)
$15,001 - $50,000
$201 - $1,000
1.6
Vanguard Real Estate Index Fund ETF Shares (VNQ)
$15,001 - $50,000
$201 - $1,000
1.7
iShares Currency Hedged MSCI EAFE ETF (HEFA)
$100,001 - $250,000
$2,501 - $5,000
1.8
iShares Core MSCI EAFE ETF (IEFA)
$100,001 - $250,000
$2,501 - $5,000
1.9
iShares Core MSCIEmerging Markets ETF (IEMG)
$15,001 - $50,000
$201 - $1,000

Employment Agreements and Arrangements

#
Employer Or Party
City
Status And Terms
Date
1
Palo Alto, California
Upon separating from Stanford in March 2022, my participation in Stanford’s 457(b) plan ceased and I began receiving annual distributions from this plan. The first of ten installments was paid in 2022. I continue to participate in the 403(b) plan, however, retirement contributions have ceased.
9/2014

Sources of Compensation Exceeding $5,000 in a Year

#
Source
City
Duties
Nothing reported in this section

Spouse's Employment Assets & Income and Retirement Accounts

#
Description
Value
Type
Amount
1
Vocera Communications, Inc.
Salary, Bonus, Disqualified Employee Stock Purchase Plan Contributions
2
Vocera Communications, Inc. 401(k) Plan
2.1
T Rowe Price Retirement 2040 Fund (TRRDX)
$1,000,001 - $5,000,000
None (or less than $201)
3
Vocera Communications, Inc. Common Stock
$5,000,001 - $25,000,000
Capital Gains
Over $5,000,000
4
Stryker Employment Company, LLC
Salary
5
Thriveworks Administrative Services
Board Retainer
6
IRA #1
6.1
T Rowe Price New Horizons Fund, Inc (PRNHX)
$15,001 - $50,000
7
IRA #2
7.1
US Investment Account (Cash)
$1,001 - $15,000
Interest
$201 - $1,000

Other Assets and Income

#
Description
Value
Type
Amount
1
US Bank # 1 (cash)
$100,001 - $250,000
Interest
None (or less than $201)
2
US Bank # 2 (cash)
$1,000,001 - $5,000,000
Interest
$15,001 - $50,000
3
Health Rhythms, Inc.
$100,001 - $250,000
None (or less than $201)
4
HighGear Ventures Secondary III, LP
4.1
Domino Data Lab, Inc.
$15,001 - $50,000
None (or less than $201)
4.2
Netskope, Inc.
$15,001 - $50,000
None (or less than $201)
4.3
Tealium, Inc.
$1,001 - $15,000
None (or less than $201)
4.4
Intercom, Inc.
$15,001 - $50,000
None (or less than $201)
4.5
Malwarebytes Inc.
$15,001 - $50,000
None (or less than $201)
4.6
mParticle, Inc.
$1,001 - $15,000
None (or less than $201)

Transactions

#
Description
Type
Date
Amount
1
SPDR Portfolio S&P 500 Value ETF (SPYV)
Purchase
03/31/2022
$250,001 - $500,000
2
iShares Core Dividend Growth ETF (DGRO)
Purchase
03/31/2022
$250,001 - $500,000
3
BlackRock Advantage Small Cap Core Fund Institutional Class Shares (BDSIX)
Purchase
03/31/2022
$100,001 - $250,000
4
SPDR Portfolio S&P 500 Growth ETF (SPYG)
Purchase
03/31/2022
$100,001 - $250,000
5
Lazard International Strategic Equity Portfolio Institutional Shares (LISIX)
Purchase
03/31/2022
$100,001 - $250,000
6
MFS Institutional International Equity Fund (MIEIX)
Purchase
03/31/2022
$100,001 - $250,000
7
Goldman Sachs Small/Mid Cap Value Fund Class P (GSVPX)
Purchase
03/30/2022
$15,001 - $50,000
8
GS Real Estate Diversified Income Fund Class P (GCADX)
Purchase
03/30/2022
$50,001 - $100,000
9
Goldman Sachs High Yield Municipal Fund Class P Shares (GGLPX)
Purchase
03/30/2022
$50,001 - $100,000
10
Goldman Sachs High Yield Floating Rate Fund Class P Shares (GGNPX)
Purchase
03/30/2022
$50,001 - $100,000

Liabilities

#
Creditor
Amount
Incurred
Term
1
LoanCare
$1,000,001 - $5,000,000
2022
30
2
HighGear Ventures Secondary II, LP
$15,001 - $50,000
2020
n/a
3
Ares Direct Lending Opportunities Access LLC
$100,001 - $250,000
2021
n/a
4
LoanCare
$1,000,001 - $5,000,000
2022
30
5
HighGear Ventures Secondary III, LP
$250,001 - $500,000
2022
n/a
6
VINTAGE IX B LP
$500,001 - $1,000,000
2022
n/a
7
APOLLO X GLOBAL ACCESS LLC
$500,001 - $1,000,000
2022
n/a
8
PEAKVIEW CAPITAL IV, L.P.
$250,001 - $500,000
2022
n/a

Gifts and Travel Reimbursements

#
Source Name
City
Description
Value
Nothing reported in this section

Endnotes

Section
#
Description
Filer's Information
1
I am one of several academics who serve as Senior Fellows with the Lieber Institute.
1
1
I serve on the board of this human rights organization that represents survivors of torture seeking legal redress; I once served as staff attorney and acting executive director with CJA.
1
2
This is an organization that works to end extreme poverty in fragile areas that are vulnerable to violent extremist organizations.
1
3
This is an organization that represents human rights victims in their efforts to achieve justice in U.S., foreign, and international courts.
1
4
This organization trains war crimes investigators.
1
6
I was originally retained by the Clooney Foundation in 2017-2019 to help conceptualize and launch their Trial Watch global trial monitoring program. This involved designing the program, identifying potential implementing partners, writing the trial monitoring protocol and curriculum, designing an online course and monitoring phone app, etc. I then served as an expert to monitor an early trial in Zambia. I continue to advise the Foundation informally (unpaid) and serve as an expert for additional monitoring missions and human rights litigation.
1
7
I am a member of IFIT's Law & Peace Practice Group. We are academics and advocates who advise policymakers and civil society actors on transitional justice options/mechanisms.
1
8
This blog, hosted by New York University School of Law, is devoted to publishing content at the intersection of human rights and national security. My role as Executive Editor (unpaid) is to help identify important voices to feature, to vet and edit submissions, to organize online symposia, to advise the editorial board, and to otherwise promote the blog.
1
10
This volunteer committee assists our local Human Rights Watch office with fundraising and human rights outreach within the local community, although we are not involved in the substance of their work.
2
3
This is an annual royalty payment for a law casebook on International Criminal Law & Its Enforcement published by Foundation Press. The royalties are usually within this range, although the exact amount remains uncertain.

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